FAIS - Exemptions
In terms of section 44(4)(a) of the FAIS Act any person may apply to be exempted from any provision/s of the FAIS Act.
Refer to New Applications for the relevant form to be completed together with supporting documents. Note that a fee is applicable as per the published fee schedule which may be amended from time to time. Exemption applications must be submitted to: FAIS.exemptions@fsca.co.za
| BN 283 - Gazette 37211 | |
| BN 30 of 2014 | |
| BN125of2012_Exemption_from_Fees_Payable_to_Registrar | |
| BN154of2012_Exemption_from_Fees_Payable_to_Registrar | |
| BN17of2013_Exemption_from_Fees_Payable_to_Registrar | |
| BN22of2012_Exemption_from_Fees_Payable_to_Registrar | |
| BN59of2012_Exemption_from_Fees_Payable_to_Registrar | |
| BN9of2013_Exemption_from_Fees_Payable_to_Registrar |
| BN 229 of 2013 | |
| BN 281, 282, 284, 285 - Gazette 37211 | |
| BN 31 of 2014 | |
| BN102of2010_Exemption_of_3_Particular_Persons | |
| BN109of2012_Exemption_of_Particular_Person | |
| BN115of2010_Exemption_of_Particular_Person | |
| BN126of2012_Exemption_of_Particular_Person | |
| BN139of2010_Exemption_of_Particular_Person | |
| BN155of2012_Exemption_of_Particular_Person | |
| BN164of2010_Exemption_of_Particular_Person | |
| BN165of2010_Exemption_of_Particular_Person | |
| BN166of2012_Exemption_of_Particular_Person | |
| BN167of2012_Exemption_of_Anne_Cabot-Alletzhauser_from_the_Qualification_Requirements | |
| BN18of2012_Exemption_of_Particular_Person | |
| BN19of2013_Exemption_of_Particular_Person | |
| BN57of2010_Exemption_of_Particular_Person | |
| BN58of2012_Notice_on_Exemption_of_JM_Horsfall | |
| BN60of2012_Exemption_of_Particular_Person | |
| BN76of2011_Exemption_of_Particular_Person |
| Amendment_general_exemption_Level1_Gazette35743 | |
| Amendment_general_exemption_Level1_Gazette35997 | |
| BN120of2013_Exemptions_Level2 | |
| BN18of2013_Exemptions_particial_person_Level1 | |
| BN65of2013_Exemptions_Level1_until_finalisation | |
| Exemption of particular persons from Qualification Requirements no.2 of 2014 | |
| Exemption_Compliance_officer_Gazette35997 | |
| Exemption_ICICI_Bank_Gazette35678 | |
| Exemption_Level1_Gazette34826 | |
| Exemption_Level1_Gazette35251 | |
| Exemption_Level1_Gazette35422 | |
| Exemption_Level1_Gazette35725 | |
| Exemption_Level1_Gazette35997 | |
| Gov Gazette 37438 14 March 2014 |
| Amended_exemption_of_ABSA_BN_8of2013 | |
| BN 230 of 2013 | |
| BN 279 - Gazette 37211 | |
| BN_237_and_238_of_2013 | |
| Exemption_of_Aberdeen_Gazette34992 | |
| Exemption_of_ABSA_Gazette35488 | |
| Exemption_of_Allan_Gray_Gazette28089 | |
| Exemption_of_Anglo_Gazette31755 | |
| Exemption_of_British_American_Tobaccon_Gazette35046 | |
| Exemption_of_Deutsche_Bank_Gazette33052 | |
| Exemption_of_IGF_Gazette26824 | |
| Exemption_of_Innovation_Group_BN_10of2013 | |
| Exemption_of_Innovation_Maven_Gazette35544 | |
| Exemption_of_Mogodi_Society_Gazette33846 | |
| Exemption_of_MTN_Gazette32496 | |
| Exemption_of_Old_Mutual_Gazette34794 | |
| Exemption_of_Pharmaceutical_Society_Gazette35459 | |
| Exemption_of_Pretorium_Trust_Gazette34658 | |
| Exemption_of_Provest_Gazette28089 | |
| Exemption_of_RSF_Gazette31479 | |
| Exemption_of_SA_Nuclear_Gazette32496 | |
| Exemption_of_SA_Pool_for_Nuclear_Risks_Gazette26824 | |
| Exemption_of_Seed_Investment_Gazette34658 | |
| Exemption_of_Shell_Gazette32496 | |
| Exemption_of_Tshireletso_BN_81of2013 | |
| Notice_on_Particular_Exemptions_Gazette27622 |
| Bacci Trading | |
| BN Gov Gazette 37429_11-3 | |
| Exemption of Old Mutual Gazette 37199 | |
| Exemption_of_African_Alliance_Gazette34240 | |
| Exemption_of_Goldman_Sachs_Gazette32496 | |
| Exemption_of_Merrill_Lynch_Gazette32037 | |
| Exemption_of_Morgan_Stanley_Gazette27151 | |
| Exemption_of_Morgan_Stanley_Gazette35820 | |
| Exemption_of_Neptune_Gazette33052 | |
| Exemption_of_Newman_Lowther_Gazette35820 | |
| Exemption_of_Nomura_Gazette32037 | |
| Exemption_of_Raymond_James_Gazette33868 | |
| Exemption_of_Renaissance_Gazette34240 | |
| Exemption_of_Rothchild_Gazette35459 | |
| IMA Trader 55 cc | |
| Notice_of_Amendment_of_Exemption_Gazette31479 | |
| Notice_of_Amendment_of_Exemption_Gazette34240 | |
| Notice_of_Amendment_of_Exemption_Gazette34794 | |
| Notice_of_Amendment_of_Exemption_Gazette35743 | |
| Notice_of_Amendment_of_Exemption_Gazette36193 | |
| Original co-sourcing SA |
| Amendment_Notice_of_Money_Market_Exemption_Gazette27339 | |
| BN139of2012_Exemption_of_certain_FSPs | |
| BN140of2012_Exemption_of_particular_persons | |
| BN144of2011_Exemption_from_conflict_interest | |
| BN163of2012_General_Exemption_from_Continuous_Professional_Development_Requirements | |
| BN166of2011_Exemption_foreign_FSPs | |
| BN193of2011_Exemption_from_Financial_Statement_Requirements | |
| BN208of2012_Exemption_Private_Equity | |
| BN565of2008_Exemption_FSP_represenatives | |
| BN71of2004_Exemption_of_Licensees | |
| BN97of2003_Exemption_investment_managers | |
| Excempt_FSP_Gazette25682 | |
| Exemption_certain_office_holders_Gazette26844 | |
| Exemption_of_Banks_Gazette26844 | |
| Exemption_of_certain_insurers_Gazette26844 | |
| Exemption_Regards_to_display_of_Certified_Copies_Gazette26201 | |
| Notice_Application_for_registration_of_Private_Equity_exemption |
| Important information relating to applications for exemption. pdf_2017-05-17 |